Charles Schwab Corporation

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You can view all open positions or use the following search form to find jobs that suit your specific career interests. If you have a disability, and require reasonable accommodations in the application process, contact Human Resources at applicantaccessibility@schwab.com or (800) 275-1281.

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Job Locations US-TX-Westlake
Control Officer, Supervisory Officer Supervision & Controls is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis and supervisory risk assessments, to Schwab’s Investor Services (retail) group. Supervision and Controls vision is to be a trusted independent partner of all Schwab stakeholders that promotes business growth through effective risk management. We strive to improve business outcomes by providing and applying practical, consistent, effective and unbiased risk guidance that is grounded in a deep understanding of business goals as well as the regulatory and industry environment.   We are looking for a Centralized Supervision Manager (“CSM”) within the Supervision & Controls Department.  This position will support the Client Service and Support Organization which in turn covers the client contact centers and specialty services teams for Investor Services. The position will transition to the Retirement Planning Services department in the near future.
Requisition ID
2020-62088
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/24/2020
Job Locations US-TX-Westlake
The position is within the Financial Crimes Risk Management (FCRM) Department. FCRM assists across all Schwab enterprises in the assessment of BSA/AML/Sanctions/Fraud risks presented to our business divisions, and is committed to aligning with all laws and regulations governing the identification and reporting of suspected money laundering activities, as well as activities prohibited by OFAC laws and regulations.   We are currently offering the opportunity for a dynamic and engaging AML professional to join the team as an FCRM Senior Specialist. The core function of the position is to perform risk based reviews, which includes investigating and researching source systems for possible money laundering attempts or other financial crimes and writing detailed client memorandums.
Requisition ID
2020-62037
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/2/2020
Job Locations US-CA-San Francisco
We help our clients plan for their future and they are passionate about the tools and experiences we provide. We collaborate with user experience and design, business and technology partners across the enterprise to build software experiences our users’ are passionate about.  
Requisition ID
2020-52304
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/7/2020
Job Locations US-CO-Lone Tree
We help our clients plan for their future and they are passionate about the tools and experiences we provide. We collaborate with user experience and design, business and technology partners across the enterprise to build software experiences our users’ are passionate about.
Requisition ID
2020-52283
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/7/2020
Job Locations US-TX-Westlake | US-TX-Austin
Supervision & Controls (S&C) is an independent group responsible for providing supervisory support through direct supervision, critical issue, oversight, analysis and supervisory risk assessments, to Schwab’s Investor Services (retail) group. S&C’s vision is to be a trusted independent partner of all Schwab stakeholders that promotes business growth through effective risk management. We strive to improve business outcomes by providing and applying practical, consistent, effective and unbiased risk guidance that is grounded in a deep understanding of business goals as well as the regulatory and industry environment.   The Senior Manager, Supervisory Risk Management will focus on regulatory risk management and control issues applicable for various parts of the organization. This role will focus on risk identification, control testing support and issue management across multiple governance groups (1stLine of Defense Testing, Operational, Third Party, Audit, Compliance etc). In addition, the role will be expected to actively build and support the processes and standards required to bring a focused structure to the operation.
Requisition ID
2020-52273
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/17/2020
Job Locations US-IL-Chicago
We help our clients plan for their future and they are passionate about the tools and experiences we provide. We collaborate with user experience and design, business and technology partners across the enterprise to build software experiences our users’ are passionate about.
Requisition ID
2020-52250
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/7/2020
Job Locations US-IL-Chicago
We help our clients plan for their future and they are passionate about the tools and experiences we provide. We collaborate with user experience and design, business and technology partners across the enterprise to build software experiences our users’ are passionate about.
Requisition ID
2020-52249
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/7/2020
Job Locations US-CO-Lone Tree
Charles Schwab’s Alternative Investment Custody Services (AICS) Asset Acceptance and Valuation Team is on the forefront of assisting internal business partners with all inquiries related to onboarding new alternative investments including but not limited to risk prevention, processing, and education of policies and procedures related to alternative investments. We focus on maximizing operating leverage by integrating functions, increasing productivity and gaining efficiencies in order to better position Schwab to compete in the marketplace and to reinvest in areas that matter most to our clients. As a member of a highly specialized team of experts, we are committed to delivering efficient solutions that maximize trust while minimizing risk by owning every client interaction through clients’ eyes.    Alternative Investments at Schwab are non-publicly-traded assets such as hedge funds, hedge funds of funds, offshore funds, private limited partnerships, limited liability companies, private common stock, commodity pools and non-traded 1933 Act registered REITs.   As an Alternative Investment Sr. Specialist, you will pursue our mission and values.  You will have the exciting opportunity to:   - Perform the initial review of Alternative Investment securities that are new to the Schwab platform.    - Perform quality control of and approval on security level reviews performed by other members of the team. - Communicate directly with internal business partners, principals from the fund/issuer, administrators, transfer agents and third party vendors via phone and email. This includes responsibility for collection of documentation from the mentioned parties in order to complete review, educating them on the requirements, process, procedures and policies.  - Perform the ongoing review of the Alternative Investments held in custody at Schwab, including obtaining audits and additional documents from issuers. The documents are reviewed against a set of risk criteria. Based on the outcome of this review, the Sr. Specialist will determine  if the security is acceptable for continued custody on Schwab’s platform, or  if the security should be exited from the platform. - Execute quality control reviews of statement pricing and fair market valuations performed by the third-party vendor - Perform outreach to issuers and to the third-party vendor for current prices on securities that will soon exceed Schwab’s AI aged pricing policy. - Develop training materials for team members and business partners on various core functions. - Assist Team Manager in identifying areas of opportunity and enhancing process efficiencies. - Master all team functions, including a comprehensive understanding of related processes. - Develop an in-depth understanding of alternative investments and the industry. - Meet expected service level agreements with respect to case reviews and additional team processing responsibilities. - Identify and initiate changes to workflows as needed. - Create and leverage partnerships with various teams throughout the firm, including multiple teams within Alternative Investment Custody Services, numerous groups within Operational Services and Advisor Services and Investor Services support teams. - Provide guidance related to complex problems, including research to address situations involving alternative investments and respond to internal business partners as appropriate.
Requisition ID
2020-52244
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
3/30/2020
Job Locations US-TX-Westlake
The position is within the Anti Money Laundering (AML) Compliance Department, part of the Financial Crimes Risk Management (FCRM) organization. The organization assists in the assessment of AML risk presented to our business and the affirmative commitment to align with laws and regulations governing money laundering activities, those identified under OFAC, as well as other financial crimes. A key objective of the organization is our ongoing commitment to the corporation’s abilities to meet regulatory obligations. Responsibilities of FCRM extend beyond the AML program and include the Corporation’s Anti-Bribery and Identity Theft Program, Internal Investigations, and the safeguarding of customer and corporate assets against Fraud.   We are currently offering the opportunity for a dynamic and engaging AML professional to join the team as an AML Compliance Investigator to analyze and resolve investigations cases advanced by our transaction monitoring team or through referrals from across the firm, by researching internal client systems and other sources for possible money laundering attempts or other financial crimes against CS&Co. and Charles Schwab Bank. The core function is to investigate suspicious activity from initial advancement through the filing of Suspicious Activity Reports (SARs).
Requisition ID
2020-52189
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
3/30/2020
Job Locations US-TX-Westlake | US-CO-Lone Tree | US-IL-Chicago
The First Line Risk Management Office (1RMO) is a centralized team of risk professionals supporting all of the Schwab 1st Line of Defense (1LOD) business organizations.  Responsible for establishing 1LOD governance guidelines to standardize processes, create an efficient and scalable structure, and streamline risk management activities across the 1LOD.  Facilitate the risk management process across Business Lines, including risk identification, monitoring, and reporting, and issues management.  Ensure integrity of the control environment through periodic testing key controls, identification of control gaps, and initiating remediation and action plans.  Facilitate, manage, and execute risk management activities to support 1LOD Business Lines.
Requisition ID
2020-51842
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-CO-Lone Tree | US-IL-Chicago
The 1st Line of Defense Risk Management Office (1RMO) is responsible for collaborating with business units to implement effective Risk Monitoring and Management practices. The Data & Risk Intelligence Team is a key group within the organization which supports and facilitates the improvement and growth of the 1RMO. Our group ultimately provides powerful insights for Schwab leaders to make key business decisions. As a member of this team, you will provide analytics and reporting services that will assist with the delivery of solutions that are aligned with the operational and strategic priorities of the 1RMO team. You will be responsible for capturing data, producing reports and ultimately identifying trends and patterns which will enable you to provide insight into improvement opportunities.
Requisition ID
2020-51772
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-IL-Chicago | US-CO-Lone Tree | US-TX-Westlake
The 1st Line of Defense Risk Management Office (1RMO) is responsible for collaborating with business units to implement effective Risk Monitoring and Management practices. As a member of this team, you will identify, monitor and analyze data quality within the organization and through the issues management program. With mentorship, you will: - provide reliable, accurate, and timely reporting to communicate open issues to business unit risk leads and senior management, - periodically pull data from source systems and analyze data from monitoring reports to understand trends - confirm adherence to policies and procedures as well as identify potential control gaps, develop business requirements to build reports that remediate discovered issues/gaps - audit control reports to verify data accuracy.
Requisition ID
2020-51771
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-TX-Westlake
Supervision & Controls is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis and supervisory risk assessments, to Schwab’s Investor Services (retail) group. Supervision and Controls vision is to be a trusted independent partner of all Schwab stakeholders that promotes business growth through effective risk management. We strive to improve business outcomes by providing and applying practical, consistent, effective and unbiased risk guidance that is grounded in a deep understanding of business goals as well as the regulatory and industry environment.
Requisition ID
2020-51733
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
3/31/2020
Job Locations US-TX-Austin
In Corporate Risk Management, we provide an integrated risk management strategy that supports the delivery of predictable financial and operational performance in order to produce successful client and shareholder outcomes. We are organized around six primary functions: Credit, Market, and Investment Risk; Enterprise Risk; Information Security Risk; Model Risk; Operational Risk; and Financial Crimes Risk. Our Fraud Sciences & Strategies team is part of Financial Crimes Risk Management and handles the risk of loss due to account takeovers, client impersonation, and payment services offered through Schwab Bank and Brokerage affiliates using applied data sciences and behavioral analytics.
Requisition ID
2020-51609
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-TX-Westlake
The Sr. Manager of Risk Analytics will work as part of the Financial Risk Management team which enables Schwab to make the most informed decisions that are consistent with the Firm’s risk appetite by producing reliable, transparent and insightful independent research and analysis. The candidate will be able to help maintain and develop the model deployment process as well as drive new model development initiatives. This is an Individual Contributor role that reports to the Managing Director, Risk Analytics Modeling
Requisition ID
2020-51516
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/10/2020
Job Locations US-TX-Westlake | US-TX-Austin | US-AZ-Phoenix
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.   The Technology enterprise team is seeking a Senior Specialist primarily responsible for performing infrastructure audits. The Technology internal audit enterprise team is responsible for the execution of infrastructure, application, and project audits. Infrastructure audits focus on systems and technology that support and secure Charles Schwab applications with a focus on areas such as cybersecurity, data center, information technology (IT) operations, change management, network security, and cloud computing. Application audits focus on automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing. Project audits are assessments over key initiatives to figure out whether intended business objectives were met and to identify risks or issues early.   Reporting to the Senior Manager of the Technology enterprise team, the Senior Specialist will have responsibility for assisting in the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes specifically around the firm’s IT infrastructure, operations and security programs.
Requisition ID
2020-51509
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/15/2020
Job Locations US-TX-Westlake
In Corporate Operational Risk, our purpose is to govern, coordinate, and continually improve the operational risk program through supporting and challenging business partners and raising risk awareness and understanding to improve risk based decision-making across Charles Schwab. We look to minimize operational risk impacts across all organizations and its subsidiaries and affiliates. We do this through encouraging a risk culture consistent with the core values of the firm of loyalty, One Schwab, operating discipline and innovation. Global Data Risk Management seeks to lead ORM efforts, in collaboration with the first-line Global Data organization, by providing a holistic view of data governance risk and maturity of the firm relating to how the firm balances one of our most meaningful assets, our data.
Requisition ID
2020-51505
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/1/2020
Job Locations US-CA-San Francisco | US-TX-Westlake
The Enterprise Risk Management (ERM) Services and Advisory (ESA) team is situated in Corporate Risk Management. The ESA team partners with business data subject matter experts and IT leads to design, develop and execute data management practices that fulfill data governance standards and promote the quality of risk data through all channels from source systems to data aggregation processes to published dashboards and reports.
Requisition ID
2020-51489
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/10/2020
Job Locations US-IL-Chicago
In Corporate Operational Risk, our purpose is to govern, oversee, and continually improve the operational risk program by supporting and providing effective challenge to business partners, and raising risk awareness and understanding to improve risk based decision making. We look to minimize operational risk impacts across all of the firm and its subsidiaries and affiliates. We do this through fostering a risk culture consistent with the core values of the firm of One Schwab, partnership, operating discipline and innovation. Data Risk Management seeks to lead operational risk management efforts, in collaboration with the first-line Business organizations, by providing a holistic view of data risk and maturity at the firm relating to how the firm handles one of our most important assets, our data.  
Requisition ID
2020-51389
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/1/2020
Job Locations US-TX-Westlake | US-TX-Austin | US-IL-Chicago
Corporate Operational Risk Management (COR), which is a part of Corporate Risk Management (CRM). CRM provides an integrated risk management strategy that supports delivery of predictable financial and operational performance in order to produce successful client and shareholder outcomes. The COR team is responsible for assisting business unit management with the assessment of operational risks at the business unit level and for providing guidance on the process used for the assessment, monitoring and management of risk.   This position will support the operational risk management (ORM) activities of the Liaison team supporting Advisor Services, Human Resources and Legal business partner groups. The incumbent will work independently with business partners and Operational Risk leadership to coordinate key operational risks; evaluate loss events; conduct operational risk assessment; issue management; provide education on the framework elements; evaluate Risk and Control Self Assessments (RCSA); and present risk data to business line management.  
Requisition ID
2020-51329
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-IL-Chicago | US-TX-Westlake | US-CO-Lone Tree
The 1st Line of Defense (LOD) is responsible for performing testing and monitoring to evaluate the effectiveness of internal controls established to mitigate identified risks.  These individuals exhibit a deep understanding of the LOB including applicable systems, tools, policies and procedures and are adept at identifying procedural gaps and deficiencies.  This position is an entry-level tester on a team.  With guidance, qualified candidate will be responsible for learning all aspects of risk assessment of activities for assigned line of business, including: completing risk control review, creating work papers that meet testing standards, concluding on testing results with business partners and drafting deficiencies and recommendations. 
Requisition ID
2020-51273
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-TX-Westlake
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.   The Corporate internal audit enterprise team is seeking a Senior Specialist. The Corporate team is responsible for execution of audits over the firm’s corporate and risk management functions. Corporate audits cover areas such as marketing, finance, treasury, accounting, vendor management, and human resources. Risk Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues.   Reporting to the Managing Director or Senior Team Manager of the Corporate enterprise team, the Senior Specialist will have responsibility for assisting in the for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes.
Requisition ID
2020-51204
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/30/2020
Job Locations US-TX-Westlake
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.   The Broker-Dealer/Asset Management enterprise team is seeking an Internal Audit Manager. The Broker-Dealer/Asset Management team provides internal audit coverage of the business process activities and compliance functions for Schwab’s registered domestic and international broker-dealers and registered retail and institutional investment advisors. The team’s scope includes audit execution and oversight for Schwab’s: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab’s platform and their clients; (ii) client product solutions and market expertise; (iii) portfolio advisory services and research; (iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back office operational functions.   Reporting to a Managing Director of the Broker-Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position is also responsible for working with auditing resources provided by an external co-sourcing provider.
Requisition ID
2020-51103
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/15/2020
Job Locations US-CA-San Francisco | US-TX-Westlake
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.   The Internal Audit Bank Enterprise team is seeking a Senior Auditor (Internal title is Senior Specialist). This team is responsible for execution of audits over the firm’s Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) functions. BSA/AML/OFAC audits cover areas such as the compliance program, risk assessment, customer identification program (CIP), customer due diligence (CDD)/ enhanced due diligence (EDD), suspicious activities reporting (SAR), and OFAC compliance. This team performs testing to confirm remediation of audit and regulatory issues.  The team also shares responsibility for regulatory agency interactions, Board and Executive Management reporting, and general relationship management.   Reporting to a Managing Director in the Bank Enterprise team, the Senior Specialist will have responsibility for assisting in the independent and objective assurance activities designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes.
Requisition ID
2020-51050
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/15/2020
Job Locations US-TX-Westlake
Third Party Risk Management (“TPRM”) is a firm-wide vendor management program established to lead and coordinate vendor risk across The Charles Schwab Corporation and its subsidiaries. TPRM is responsible for establishing and maintaining a risk management program to assess, identify, monitor, and report on a variety of risks such as Regulatory Compliance or Privacy or Financial Crimes Compliance related to third party vendors and other service providers.  
Requisition ID
2020-50958
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
3/31/2020
Job Locations US-TX-Westlake | US-IL-Chicago
Charles Schwab has been a leader in financial services for over four decades, working to make investing more affordable, accessible and understandable to all. Driven by our purpose to champion every client’s goals with passion and integrity, we’re committed to providing an environment that respects and appreciates the diversity of our employees, our clients, and the communities we serve. Our goal, as seen through clients' eyes, is that Schwab continuously improves on being a premier financial service provider through best in class service, technology, products, people and advice. Organizational Objective: The Risk Analytics team is situated in Corporate Risk Management. The team utilizes third party quantitative models to estimate the potential impact on Schwab’s financial statements resulting from various future economic outcomes. Position reports to the Managing Director, Market Risk Management and is an Individual Contributor role with no direct reports. Strong Technical Skills in SQL Server, C#, Python/R is required.
Requisition ID
2020-50597
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/30/2020
Job Locations US-TX-Westlake
Reporting to the Managing Director within Third Party Risk Management (TPRM), the ideal candidate will handle coordination of the vendor risk assessment to identify vendor-related risk and mitigation of those risks through verification of corrective action. This position is responsible for understanding and performing a coordinated risk assessment methodology covering financial, operational, regulatory and information security activities and risk, in addition to contractual compliance. The Third Party Risk Manager understands and assesses the quality and security of internal and external/third-party systems, how they inter-relate, and the impact of those systems on each other. This position requires working with and leveraging other professional groups and partners such as; Operations, Legal, Compliance, Info Sec, IT, external vendors, rating agencies, regulators, professional services accounting firms, and other internal and external subject matter experts. Additionally, this position requires a sound foundation in regulatory compliance related to industry privacy requirements.  
Requisition ID
2020-50571
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/30/2020
Job Locations US-IL-Chicago | US-TX-Westlake | US-AZ-Phoenix
The 1st Line of Defense (LOD) risk team is responsible for monitoring and evaluating the efficiency of internal controls established to mitigate identified risks.  These individuals exhibit a deep understanding of the LOB including applicable systems, tools, policies and procedures and are adept at identifying procedural gaps and deficiencies.  Risk Analysts will evaluate the design adequacy of the internal control in addition to the operating efficiency.  Qualified persons should be experienced in risk mitigation, policy execution and relationship management.
Requisition ID
2020-50552
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-CO-Lone Tree
The Model Risk Oversight (MRO) team within Corporate Risk Management is responsible for identifying and managing model risk at the company. The MRO Research and Development Team develop software technologies that revolutionize model risk management.   We are looking for an experienced Software Engineer, full stack developer to join this highly engaged, driven and innovative team at Schwab. The successful candidate will be able to independently develop highly sophisticated software solutions that empower MRO and our business partners. This role reports to the Sr. Team Manager, Risk Analytics/Modeling.    - You will develop a workflow tool with dynamic nodes that streamline model risk activities. - You will apply machine learning and big data technologies to create environment for validation of qualitative models. - You will create database to database automations between MRO and our business partners to enable more data analytic works that help Schwab mitigate and understand model risk. - You will modernize our reporting engine to produce more accurate and consistent metrics for senior management.  - You will build visualizations to show aggregated risk of models across Schwab based on network and graph analysis. This is an individual contributor role, requiring attention to detail, multi-tasking, and strong analytical, verbal and written communication skills.
Requisition ID
2019-50214
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
3/31/2020
Job Locations US-TX-Westlake | US-AZ-Phoenix
Internal Audit (IAD) provides independent and objective assessments of the effectiveness of risk management activities and the internal control environment. Reporting to the Managing Director, Broker-Dealer, the Senior Manager, Broker Dealer has responsibility for the independent and objective assurance activity designed to improve the firm’s operations by evaluating and improving the effectiveness of risk management, control, and governance processes. This position is also responsible for liaising with the firm’s risk management functions, external co-sourcing provider, and regulators.
Requisition ID
2019-49782
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/30/2020
Job Locations US-IL-Chicago
The 1st Line of Defense (LOD) is responsible for performing testing and monitoring to evaluate the effectiveness of internal controls established to mitigate identified risks.  These individuals exhibit a deep understanding of the LOB including applicable systems, tools, policies and procedures and are adept at identifying procedural gaps and deficiencies.  This position is an entry-level tester on a team.  With guidance, qualified candidate will be responsible for learning all aspects of risk assessment of activities for assigned line of business, including: completing risk control review, creating work papers that meet testing standards, concluding on testing results with business partners and drafting deficiencies and recommendations. 
Requisition ID
2019-46218
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/3/2020
Job Locations US-TX-Westlake | US-TX-Austin | US-AZ-Phoenix
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.   The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT Auditor (Senior Specialist is our internal title) primarily responsible for audit activities covering BDAM focused on key application risks and controls. Application audits focus on automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing.    Reporting to a Managing Director of the BDAM Application Controls team, the Senior IT Auditor will have responsibility for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position will focus on application technology risks within the coordinated audits, working closely with the operational auditors. This position is also responsible for working with audit resources provided by an external co-sourcing provider.
Requisition ID
2019-45913
Category
Risk & Regulatory
Position Type
Regular
Requisition Post Information* : Post End Date
4/30/2020

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