Charles Schwab Corporation

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Job Locations US-TX-Westlake | US-TX-Austin | US-TX-Westlake | US-IL-Chicago
The International Compliance team in Corporate Risk Management supervises all aspects of compliance for Schwab’s international business and offices, including risk assessments, policies and procedures, training, local monitoring activities, management and board reporting, Audit and Regulatory exams, testing, and managing actions stemming from findings, observations, or self-identified issues. Schwab currently has offices in London and Hong Kong, with a strong cross-border business in many countries across the world.
Requisition ID
2020-65429
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
11/13/2020
Job Locations US-TX-Westlake | US-TX-Austin | US-IL-Chicago
Schwab Compliance is seeking a Director to provide regulatory guidance to its third party platform businesses, with an emphasis on alternative investments (others may include separately managed accounts, mutual funds, ETFs/ETPs, and structured products). The Director will support issues related to custody, valuation, risk management and monitoring, and product platform development and maintenance. This role will be an individual contributor for a team that provides regulatory guidance to business partners on items such as changes to regulatory developments, existing products, and mitigation of issues as they arise.
Requisition ID
2020-64321
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
11/1/2020

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