Charles Schwab Corporation

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You can view all open positions or use the following search form to find jobs that suit your specific career interests. If you have a disability, and require reasonable accommodations in the application process, contact Human Resources at applicantaccessibility@schwab.com or (800) 275-1281.

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Job Locations US-TX-Westlake
Want to work in a dynamic team and environment and be “in-the-know” of what’s going on in Compliance and what Compliance Senior leaders are thinking? How about a role that allows you to combine your risk management experience with infallible attention to detail and creativity to tell a story? Do you want to put your time management and multitasking skills to the test while building significant relationships with compliance partners and leaders? And doing all this while having fun? If yes, then read on!
Requisition ID
2020-63471
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
6/4/2020
Job Locations US-CA-San Francisco | US-TX-Westlake
The Compliance Regulatory Group (CREG): CREG provides leadership, advice and mentorship to business partners on the applicability of industry rules and regulations; responds to regulatory inquiries and complaints forwarded to the Firm by regulators; assesses and fulfills regulatory disclosure reporting obligations for litigation/arbitration matters and complaints; and handles examinations by banking and securities regulators. The Director, Compliance (Bank Regulatory Exams and Inquiries) will serve as the primary point of contact for examinations by our prudential banking regulators that involve Compliance, review and respond to inquiries received on behalf of our banks, and assist the Managing Director with responsibilities related to Regulatory Organizational Change and the firmwide complaints program.
Requisition ID
2020-62417
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
6/30/2020
Job Locations US-CA-San Francisco | US-TX-Westlake
The Compliance Regulatory Group (CREG): CREG handles the firm’s relationships with its regulators, including the SEC, FINRA, NFA, international and state securities regulators. CREG responds to regulatory inquiries and leads regulatory examinations.
Requisition ID
2020-62133
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
6/30/2020
Job Locations US-CA-San Francisco | US-TX-Westlake
The Compliance Regulatory Group (CREG): CREG provides leadership, advice and guidance to Compliance and business partners on the applicability of industry rules and regulations; responds to regulatory inquiries forwarded to Schwab by regulators; and leads examinations by banking and securities regulators.
Requisition ID
2020-62072
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
6/30/2020
Job Locations US-NY-New York | US-CA-San Francisco | US-IL-Chicago
The Director, International & Cross-Border Counsel will serve as a member of Institutional & Retail Legal Group and will oversee the cross-border legal work for the firm.  This includes responsibility for guiding our US broker-dealer’s different business lines in serving clients in Asia-Pacific, the EU and UK, and Latin America. He/she will play a central role for Schwab’s International Services Enterprise and is responsible for:
Requisition ID
2020-51135
Category
Legal & Compliance
Position Type
Regular
Requisition Post Information* : Post End Date
6/26/2020

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