As the company’s second line of defense, Compliance helps our first line Business Partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the Firm. We accomplish this through providing advice and guidance to our business partners regarding the applicability of rules and regulations; advice on policies, procedures and controls; reviewing User Stories in Jira; reviewing advertising and communications with the public; and employing a variety of technologies and analytics.
The Senior Manager, Digital and Communications Compliance position is within Corporate Compliance and is focused on providing compliance-based advice and guidance to the Firm’s Digital Services teams. The Senior Manager will work closely with business partners within the Digital Services teams to ensure that enhancements and innovations across a wide range of products and services align with the Firm’s stated policies and procedures and applicable regulatory requirements. The Senior Manager will be involved in all aspects of the Firm’s digital innovation journey -- from idea inception to development to production implementation – and will interact with peers and leadership across a range of business units. The Senior Manager will also collaborate with other Compliance partners, Corporate Risk Management, Legal, business peers and SMEs to build strong relationships and identify and mitigate risks, while helping ensure compliance.
Own Your Tomorrow embodies everything we do! We are committed to helping our employees ignite their potential and achieve their dreams. Our employees get to play a central role in reinventing a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth.
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TD Ameritrade, a subsidiary of Charles Schwab, is an Equal Opportunity Employer. At TD Ameritrade we believe People Matter. We value diversity and believe that it goes beyond all protected classes, thoughts, ideas, and perspectives.