Schwab Compliance is seeking a Director to provide regulatory guidance to its third party platform businesses, with an emphasis on alternative investments (others may include separately managed accounts, mutual funds, ETFs/ETPs, and structured products). The Director will support issues related to custody, valuation, risk management and monitoring, and product platform development and maintenance. This role will be an individual contributor for a team that provides regulatory guidance to business partners on items such as changes to regulatory developments, existing products, and mitigation of issues as they arise.
This individual will:
The successful candidate will have: