Charles Schwab Internal Audit Department (IAD) provides independent and objective assurance designed to add value and improve the operations of Schwab for all stakeholders. Internal Audit assists Schwab to accomplish its objectives by using a systematic, disciplined approach to understand, evaluate, test and improve the effectiveness and security of business processes across the organization. Additionally we evaluate the effectiveness of risk management, control and governance processes. Internal Audit leadership is responsible for overseeing the execution of internal audits, identifying and implementing process improvements, monitoring vendor performance, and periodically report to governance committees, federal regulators and the Audit Committee. The Internal Audit Department is exposed to and communicates with all areas of the company. The department is split into six enterprise teams; Technology, Broker-Dealer, Bank, Corporate, Operations and Professional Practices.
The Corporate Capital and Treasury Risk Team is seeking a Senior Specialist. This team is responsible for execution of audits over the firm’s corporate and risk management functions, with a specific focus treasury activities. Specific audits include liquidity, interest rate risk, capital and model risk areas. The team also performs testing to confirm remediation of audit issues and regulatory issues.
Reporting to the Vice President of the Corporate Capital and Treasury Risk Team, the Senior Specialist will have responsibility for assisting in the for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the effectiveness of risk management, control, and governance processes.